Understanding Assessment And Assessment Criteria In Vocational Education And Training (VET)
- Do not delete any sections from any template unless otherwise noted in the instructions or as indicated by your trainer.
- You will be required to use the same appendix templates on multiple occasions within the corresponding Learner Workbook. We strongly suggest retaining a blank copy of the appendix templates documentation.
- The appendix templates will correspond to the activities or projects within your Learner Workbook. You must only use the templates where ever noted in your Learner Workbook.
- You can copy the appendix templates into separate word documents however please do not copy the appendix templates into your Learner Workbook.
- File naming protocol: Prior to submission, your appendix templates must comply with the file name protocol below. The file name must follow this format: UNIT CODE – Document – Full Name
Example 1: TAEDES401_TAEDES402 – Project 2 Learning Program 1 – John Smith
Example 2: TAEDES401_TAEDES402 – Project 2 Learning Program 2 – Jane Doe
- All of the above items must be adhered to. Failure to do so will result in your work being returned to you, delaying the marking of your assessment.
Appendix 1 – Third Party Report
The completion of this Third Party Report is an important part of collecting quality evidence in this unit of competency. The observer must be in a position to observe and make valid comments on the student’s performance. The observer must hold the TAE40110 Certificate IV in Training and Assessment.
Instructions
- Prior to each session, the observer must:
- Read the Third Party Report
- Refer to Appendix 2 – Glossary
- Clarify any points in the Third Party Report with an assessor at ilearn online
When completing the Third Party Report, please refer to Appendix 2 – Glossary that contains definitions of key terms and words used in this Third Party Report.
- When completing the Third Party Report, the observer must:
- Comment on all sections of Appendix 1 – Third Party Report
- Not ‘tick and flick’ the items in the checklist without detailed comments
- Provide detailed comments regarding the student’s performance, as this information will be used by an ilearn online assessor to make a professional judgement of the student’s competence
- Provide written feedback to the student on their overall performance
- Hand write all comments on the checklist (hand-writing must be legible)
- On completion of each session delivery, the observer must:
- Provide verbal feedback to the student
- Return the completed Third Party Report to the student
- Provide the student with a certified copy of their TAE40110 certificate and record of results
Third Party Report |
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Student full name: |
Jessica Nuan |
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Third party full name: |
David Peterson |
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Project number: |
232345 |
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OBSERVATION AREAS |
|
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YES |
NO |
OBSERVER’S COMMENTS |
||
Section 1: Conduct the interview |
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Total time duration: |
3 hours |
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· The student clarified the purpose of the learning program |
Yes |
Good |
||
· The student confirmed the training and assessment needs of the candidate |
Yes |
Excellent |
||
· The student identified the characteristics of the target learner group |
NO |
Poor |
||
· The student sourced the relevant training package to meet the candidate ‘s needs |
Yes |
Marvellous |
||
· The student confirmed the competency standards |
No |
Absolutely wrong |
||
· The student confirmed the training specifications |
Yes |
Perfect |
||
· The student used appropriate language to provide and elicit information and communicate decisions |
Yes |
Looks good |
||
· The student used open and closed questioning techniques to confirm the candidate’s understanding |
Yes |
Sounds interesting |
||
· The student used listening techniques |
No |
Poor |
||
· The student sequenced the learning tasks |
No |
Needs improvement |
||
· The student responded to problems identified |
No |
Need to change |
||
· The student confirmed the required outcomes for the learning program |
Yes |
Good |
||
· The student confirmed the learning strategy |
Yes |
Very good |
||
Section 2: Review the learning program |
||||
Total time duration: |
||||
· The student analysed the learning structure and delivery mode |
No |
Bad |
||
· The student reviewed the evidence gathering techniques |
No |
All wrong |
||
· The student discussed the support services |
Yes |
Good |
||
· The student reviewed the risk control plan |
Yes |
Very good |
||
· The student evaluated the learning resource |
Yes |
Best one |
||
· The student identified gaps (if applicable) |
Yes |
Very goog |
||
· The student suggested ideas for improvement |
No |
Need change |
||
· The student used appropriate language to provide and elicit information |
No |
Need to change the whole |
||
· The student used open and closed questioning techniques |
No |
Very poor performance |
||
· The student used listening techniques |
Yes |
Good |
||
· The student organised the learning program according to the RTO’s requirements |
Yes |
The best one |
||
· The student conducted the session according to the RTO’s policies and procedures on quality assurance |
Yes |
Excellent |
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Third Party Declaration |
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Third party’s full name: |
David Peterson |
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Contact number: |
123456789 |
Email: |
– |
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Company name: |
XYZ Private Limited |
Position: |
Training assessor |
||||||
Relationship to the student: |
Trainor |
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I, |
David Peterson |
make the following declaration: |
|||||||
· I agree to be contacted by an ilearn online assessor regarding my comments in the Third Party Report. · I participated in the evidence gathering process and understood how to collect the required evidence. · I personally observed the above named student from start to finish for the delivery session. · I have provided a certified copy of my qualification (certificate and transcript) to the student. · I understand that ilearn online will contact the issuing RTO to verify the authenticity of my qualification. · All information and statements made in the Third Party Report are true and accurate. |
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Signature: |
David Peterson |
Date signed: |
1st April 2018 |
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Appendix 2 – Glossary
Appendix 3 – Training and Assessment Strategy (TAS) – QualificationAdd more rows as required. Appendix 4 – Training and Assessment Strategy (TAS) – Individual UnitAdd more rows as required.ppendix 5 – Language, Literacy, and Numeracy Matrix Instructions:
- Insert the codes of all the units in the “Unit Code” column.
- Add or delete rows as required.
- Research the units of competency on and locate the “Foundation Skills” section. If the units of competency you select do not have a complete Foundation Skills table, you must refer to the performance criteria.
- Use the following information to determine the LLN performance rating for each skill:
- Descriptions of the foundation skills and/or performance criteria
- The AQF level of the qualification you have selected
- Your professional experience and opinion
- Identify the highest number in each column. This will form the minimum LLN requirements of your learning program.
Performance ratings are on a scale from 1 (low level skills required) to 5 (high level skills required). If a LLN core skill is not relevant, simply insert a ‘–‘ symbol. Whilst the LLN performance ratings and the AQF levels of qualifications do not match up directly, they can be used as a starting guide for what performance level is required in each unit.
Please note that this will not always be the case. For example, the numeracy requirements in UEE30811 Certificate III in Electrotechnology Electrician might equate to an LLN performance level of 5, but other core skills will be much lower. It ultimately depends on the units of competency you select within the specified qualification. Please note: identifying LLN core skills will be covered in greater detail in TAELLN411 Address adult language, literacy, and numeracy skills. The purpose of completing this appendix is to provide a general estimate of the minimum LLN skill requirements.
There are no right or wrong answers; however extreme cases of inconsistency may require a review. Add more rows as required. ppendix 6 – Learning Program Review appendix 7 – Internal Observation Checklist
Key word/s |
Explanations |
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Administer |
How you intend to implement a task to the intended audience. |
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Assessment instruments |
Assessment instruments may be written questions, activities, templates and observation checklists. |
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Assessment methods |
Method of assessments may be direct observation, portfolio, questioning and third party evidence. |
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Active listening |
Active listing involves listening to the information, understanding the information, providing feedback and responding appropriately. |
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Audience |
The participants in attendance at a session. |
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Body language |
The gestures, postures, and facial expressions by which a person manifests various physical, mental, or emotional states and communicates nonverbally with others. |
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Clustered |
Where two or more units of competency can be integrated because there are similarities in the training package requirements. There is no need to assess a student twice if you are able to create assessment tools that cover both units. The benefits of integration are, students do not need have to cover the same content twice and it can cut down on their study time. |
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Contextual needs of the environment |
This will depend on the work environment and industry. For example if the unit focuses on operating machinery then the assessment must consist of health and safety procedures that are relevant to the safe use of the machines. |
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Contextualised |
Contextualisation is the process of taking a training program and making it meaningful and relevant to the learner, their workplace or the industry. |
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Closed questions |
Closed questions are often used to seek a one or two word reply such as yes or no. This method of questioning is useful when you are trying to obtain concise answers. |
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Facilitation skills |
The act, process or experience of gaining knowledge through skill (hands on) based learning. To conduct training where the learner gains practical skills (not a lecture). |
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Handout |
A document that contains topical information and is distributed to students to help focus on the session topic. |
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Language |
Using industry specific language that is suitable for the level of the students and their learning. |
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Learning resources |
Refers to any equipment, textbooks, activities or training aids that can be used to improve the learning process. |
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Materials |
Using tools (e.g. cooking utensils, PPE items or apparatus) to perform a given task. |
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Monitor |
The ability to analyse a situation, identify issues, resolve problematic situations and ensure activities are carried out properly. |
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Open questions |
Open-ended questions allow the other person to provide a more detailed answer and encourage involvement in the conversation. |
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Outcome |
This is the end result or desired result from training and/or assessment. |
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Records |
Information or data on a particular subject collected during study and preserved for future reference for audit and proof of competency by the RTO. |
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Session plan |
A document that explains the step-by-step timing of a lesson, the resources used in activities and the interactions of the class. |
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Skills |
Proficiency, facility, or dexterity that is acquired or developed through training or experience in a ‘hands on’ environment. |
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Verbal delivery |
The ability to speak clearly with correct pronunciation and adequate volume. |
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RTO name: |
AGB Private limited |
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Course duration: |
2-5 years |
|||||||||||||||
Code and title: |
ab1122 Alcohol and other drugs |
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Purpose of program: |
To seek qualified trainers in community services |
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Packaging rules: |
· To align with the standards and quality of the Australian Quality Framework |
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Recent changes to the training package |
Taking feedbacks from the trainees |
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Entry requirements or prerequisites: |
· Language, literacy and numeracy assessment · Pre-training review · Enrolment application form |
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Pathways (if applicable): |
Counsellors |
|||||||||||||||
Regulations, licensing and registration requirements: |
Policies |
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Units of competency:
(add extra rows if necessary)
|
Code |
Title |
Core/Elective |
|||||||||||||
BSB50111A |
English |
Core |
||||||||||||||
BSB50112 |
maths |
elective |
||||||||||||||
BSB50113 |
Science |
Core |
||||||||||||||
BSB50114 |
psychology |
Elective |
||||||||||||||
BSB50115 |
sociology |
Core |
||||||||||||||
BSB50116 |
law |
Elective |
||||||||||||||
BSB50117 |
vocational education |
Core |
||||||||||||||
BSB50118 |
health and social care |
Elective |
||||||||||||||
BSB50119 |
history |
Core |
||||||||||||||
BSB50120 |
Advertising |
Elective |
||||||||||||||
Target learners: |
Learners intending to mitigate the drugs addictions |
|||||||||||||||
Characteristics of target learners: |
Extending support and guidance to others |
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Required facilities and equipment: |
Visual advertisements, counselling forms |
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Support services available: |
Support from the government |
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Reasonable adjustment options: |
· Shifting to other location · Compromising with the facilities for providing better training services |
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Learning resources: |
· Study materials · Notes · Census reports published by the government |
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Delivery and assessment arrangements:
(add extra rows if necessary) |
Segment |
Unit code |
Unit name |
Time allocation (e.g. Days, hours, weeks, months) |
||||||||||||
1. |
BSB2311 |
Teamwork |
1 month |
|||||||||||||
2. |
BSB2312 |
Problem solving |
1.5 months |
|||||||||||||
3. |
BSB2313 |
patience |
2 months |
|||||||||||||
4. |
BSB2314 |
people management |
2.5 months |
|||||||||||||
5. |
BSB2315 |
time management |
3 months |
|||||||||||||
6. |
BSB2316 |
organisation |
2 months |
|||||||||||||
7. |
BSB2317 |
numeracy |
2.5 months |
|||||||||||||
8. |
BSB2318 |
communication |
1.5 months |
|||||||||||||
9. |
BSB2319 |
administration |
3.5 months |
|||||||||||||
10. |
BSB2320 |
customer service |
4 months |
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Delivery mode: |
||||||||||||||||
Delivery venue details: |
Auditorium, which has large accommodation services and fully equipped with materials like projector. Proper lighting services would also be needed so that the trainees can grasp the lectures being delivered. |
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Assessment methods: |
· Post training test · Practical examinations |
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Assessment tools: |
· Charts, tables and graphs · Evaluation |
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Evidence gathering techniques:
(add extra rows if necessary) |
Key codes |
|||||||||||||||
A |
Survey |
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B |
Feedback |
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C |
Meetings |
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D |
Group discussions |
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E |
Data analysis |
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F |
Self reflection of the exposed performance |
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Unit code |
Unit title |
A |
B |
C |
D |
E |
F |
|||||||||
BSB2311 |
Teamwork |
|
|
|
|
|
||||||||||
BSB2312 |
Problem solving |
|
|
|
|
|
||||||||||
BSB2313 |
patience |
|
|
|
|
|
||||||||||
BSB2314 |
people management |
|
|
|
|
|
||||||||||
BSB2315 |
time management |
|
|
|
|
|
||||||||||
BSB2316 |
organisation |
|
|
|
|
|
||||||||||
BSB2317 |
numeracy |
|
|
|
|
|
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BSB2318 |
communication |
|
|
|
|
|
||||||||||
BSB2319 |
administration |
|
|
|
|
|
||||||||||
BSB2320 |
customer service |
|
|
|
|
|
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Delivery and assessment staff:
(add extra rows if necessary) |
Unit code |
Staff name |
Train |
Assess |
||||||||||||
BSB2311 |
Peter |
v |
|
|||||||||||||
BSB2312 |
Joseph |
|
v |
|||||||||||||
BSB2313 |
Jessica |
v |
|
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BSB2314 |
Maria |
|
v |
|||||||||||||
BSB2315 |
Lara |
v |
|
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BSB2316 |
Arianna |
|
v |
|||||||||||||
BSB2317 |
Riana |
v |
|
|||||||||||||
BSB2318 |
Ana |
|
v |
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BSB2319 |
Daniel |
v |
|
|||||||||||||
BSB2320 |
David |
|
v |
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Assessment Validation: |
Approval letter regarding progressing with the plans and strategies |
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Transition requirements: |
Planning |
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Quality assurance policy |
Hiring experts for assessing the quality of the training standards before delivering it to the trainees |
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Document formatting procedures |
Practical demonstration of the training courses |
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Document filing procedures |
Drafts and copies of the training standards to the board panel |
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Document storage procedures |
Creating secret files with password |
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Version control procedures |
Meetings with the stakeholders and shareholders |
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Date approved: |
25th March 2018 |
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RTO name: |
AAMc Hall Pty ltd |
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Course duration: |
1-4 yrs |
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Code and title: |
BSB5011 |
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Purpose of program: |
To provide training on uplifting the standards of the rural areas |
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Entry requirements: |
· BA Hons in rural business management · School leaving certificates at Higher Level |
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Pathways (if applicable): |
· Developing learning for farming practices · Managing nurseries |
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Regulations, licensing and registration requirements: |
· Australian Quality Framework · Australian Skills Quality Authority |
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Target learners: |
Leaners intending to do social work |
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LLN performance rating: |
Learning |
Reading |
Writing |
Oral Comm. |
Numeracy |
|||||||||||
3 |
3.5 |
1 |
5 |
4 |
||||||||||||
Characteristics of target learners: |
· Passion towards social service · Helping the rural people |
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Required facilities and equipment: |
Videos of the rural areas and their present condition Demography Treatment by the government |
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Support services available: |
Schemes developed by the local government |
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Reasonable adjustment options: |
Campaigns |
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Learning resources: |
Governmental updates on the websites |
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Delivery and assessment arrangements:
(add extra rows if necessary) |
Segment |
Element |
Time allocation (e.g. Days, hours, weeks, months) |
|||||||||||||
1. |
Checklist |
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2. |
Charts and graphs |
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3. |
performance indicators |
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4. |
Post training tests |
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5. |
Experiments |
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Delivery mode: |
Lectures |
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Delivery venue details: |
Auditorium |
|||||||||||||||
Assessment methods: |
Meeting with the Board of Directors |
|||||||||||||||
Assessment tools: |
Evaluation of the scores of the post training tests |
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Evidence gathering techniques:
(add extra rows if necessary) |
Key codes |
|||||||||||||||
A |
Surveys |
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B |
Interview |
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C |
Internet research |
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D |
Taking notes from the library books |
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E |
Government websites |
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F |
Journals |
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Unit code |
Unit title |
A |
B |
C |
D |
E |
F |
|||||||||
BSB50111 |
RURAL STUDIES |
|
|
|
|
|
|
|||||||||
Delivery and assessment staff: |
Unit code |
Staff name |
Train |
Assess |
||||||||||||
|
|
|
||||||||||||||
Assessment Validation: |
Hiring the external experts |
|||||||||||||||
Transition requirements: |
Venue or accommodation issues |
|||||||||||||||
Date approved: |
30th March 2018 |
|||||||||||||||
|
Provide a performance rating for each LLN core skill |
|||||||||||||||
Unit Code |
Learning |
Reading |
Writing |
Oral Comm. |
Numeracy |
|||||||||||
1 |
BSB2311 |
1 |
1.5 |
2 |
2.5 |
3 |
||||||||||
2 |
BSB2312 |
1.5 |
2 |
2.5 |
3 |
3.5 |
||||||||||
3 |
BSB2313 |
2 |
2.5 |
3 |
3.5 |
4 |
||||||||||
4 |
BSB2314 |
2.5 |
3 |
3.5 |
4 |
4.5 |
||||||||||
5 |
BSB2315 |
3 |
3.5 |
4 |
4.5 |
5 |
||||||||||
6 |
BSB2316 |
3.5 |
4 |
4.5 |
5 |
1 |
||||||||||
7 |
BSB2317 |
4 |
4.5 |
5 |
1 |
1.5 |
||||||||||
8 |
BSB2318 |
4.5 |
5 |
1 |
1.5 |
2 |
||||||||||
9 |
BSB2319 |
5 |
1 |
1.5 |
2 |
2.5 |
||||||||||
10 |
BSB2320 |
1 |
1.5 |
2 |
2.5 |
3 |
||||||||||
Minimum LLN: |
1 |
2 |
3 |
4 |
5 |
|||||||||||
Project Number: |
202024 |
|||||||||||||||
Qualification or unit of competency being reviewed: |
BSB2315 |
|||||||||||||||
Name of Reviewer 1: |
David |
|||||||||||||||
Name of Reviewer 2: |
Josepf |
|||||||||||||||
Review date: |
1st April 2018 |
|||||||||||||||
Item No. |
Discussion item |
Yes/No |
You must justify your decision for each discussion item. |
|||||||||||||
Structure and Delivery |
||||||||||||||||
Item 1. |
Was the selection of units appropriate for the purpose of the program? |
Yes |
The units were selected as per the requirements of the framework |
|||||||||||||
Item 2. |
Is the proposed delivery mode and arrangements appropriate for the target learners? |
No |
The target delivery modes are not appropriate for the target learners as their capacity levels have not been considered |
|||||||||||||
Item 3. |
Are the selected units compliant with the course packaging rules? |
No |
The selected units are not according to the packaging rules, as they lack standards of the Australian Qualification Framework |
|||||||||||||
Item 4. |
Were there any changes to the relevant training package in the past 12 months? If so, how were the changes applied to the learning program? |
Yes |
Recently, feedbacks were taken from the trainees to develop the training courses as per their competency levels. |
|||||||||||||
Item 5. |
Is the course duration suitable for the select units, mode of delivery, and volume of learning? |
Yes |
The course duration is appropriate in terms of transmitting the basic information to the trainees. |
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Evidence Gathering Techniques |
||||||||||||||||
Item 6. |
Is there a suitable range of evidence gathering techniques to determine whether the learner has both the skills and knowledge to perform the job to a satisfactory level? Why or why not? |
Yes |
The means of survey, interview and group discussion is perfect in terms of gathering evidence for the progress rates of the trainees. |
|||||||||||||
Item 7. |
Do you believe the assessment methods and tools will be sufficient and adequate, to determine whether a learner has the knowledge and skills, to work competently within your organisation? |
Yes |
Evaluation, through charts, tables and graphs would enhance the clarity of the administrative staffs regarding the progress of the trainees. |
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Support Services |
||||||||||||||||
Item 8. |
Is the minimum LLN performance rating suitable for this learning program? |
No |
The LLN requirements might not be suitable as it has been prepared randomly. |
|||||||||||||
Item 9. |
If a learner does not meet the minimum LLN performance ratings, are there support services in place to meet their needs? |
Yes |
Planning reflects the evidence for the support, which the learners can get if they do not meet the LLN requirements |
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Item 10. |
Were reasonable adjustment options identified? |
Yes |
Meetings indicate that the staffs have identified effective adjustment options. |
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Risk Control Plan |
||||||||||||||||
Item 11. |
Does the risk control plan identify all possible issues or problems that may arise during the learning program? |
Yes |
Risk assessment exercise would help the personnel in coping up with the sudden risks, which may arise during the learning programs. |
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Learning Resource |
||||||||||||||||
Item 12. |
Is the developed learning resource relevant to the specified unit of competency? |
No |
The learning resources developed specificity to the competency levels. This may deviate the learners from their focus. |
|||||||||||||
Item 13. |
Is the developed learning resource of a high quality? |
No |
The developed learning resources lack specificity, which reflects its poor quality. |
|||||||||||||
Discuss and agree on areas of improvement to enhance the quality of the learning program |
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Hiring experts for assessing the standards and quality of the developed learning programs would help the staffs in providing quality training to the learners. Practical examinations would make them aware of the drawbacks in the learning programs. Spontaneity in rectifying these drawbacks would help in upgrade the standards and quality of learning program. |
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Record adjustments that were made to the learning program below |
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v Graphical representation of the responses of the samples v Screening of the progress of the trainees v Field experiments |
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Internal Observation Checklist |
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Student full name: |
David Peterson |
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Project number: |
191935 |
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OBSERVATION AREAS |
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YES |
NO |
OBSERVER’S COMMENTS |
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Section 1: Conduct the interview |
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Total time duration: |
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· The student clarified the purpose of the learning program |
Yes |
Its good to see that you have clearly projected the purpose of the learning program. |
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· The student confirmed the training and assessment needs of the candidate |
No |
You failed to identify the training and assessment needs of the candidate. |
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· The student identified the characteristics of the target learner group |
No |
Characteristics of the target learner group was not properly identified |
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· The student sourced the relevant training package to meet the candidate ‘s needs |
No |
There was incorrect citation for the training packages related to the candidates’ needs |
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· The student confirmed the competency standards |
Yes |
Competency levels were perfect |
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· The student confirmed the training specifications |
Yes |
Training specifications were appropriately confirmed |
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· The student used appropriate language to provide and elicit information and communicate decisions |
Yes |
Correct usage of language to present the ideas and decisions |
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· The student used open and closed questioning techniques to confirm the candidate’s understanding |
No |
There was lack of open and closed ended questions |
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· The student used listening techniques |
Yes |
You succeeded in listing out the techniques correctly |
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· The student sequenced the learning tasks |
Yes |
The sequence of the learning tasks looks perfect |
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· The student responded to problems identified |
Yes |
You have correctly identified the problems |
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· The student confirmed the required outcomes for the learning program |
Yes |
Learning outcomes are correctly confirmed |
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· The student confirmed the learning strategy |
Yes |
The strategy for the learning outcomes have been duly confirmed |
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Section 2: Review the learning program |
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Total time duration: |
2 hours |
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· The student analysed the learning structure and delivery mode |
Yes |
Good |
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· The student reviewed the evidence gathering techniques |
No |
Incorrect |
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· The student discussed the support services |
Yes |
Could have been better |
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· The student reviewed the risk control plan |
No |
Very good |
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· The student evaluated the learning resource |
Yes |
Excellent |
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· The student identified gaps (if applicable) |
No |
Poor |
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· The student suggested ideas for improvement |
Yes |
Good |
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· The student used appropriate language to provide and elicit information |
No |
Absolutely wrong |
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· The student used open and closed questioning techniques |
Yes |
OK, but could have been better |
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· The student used listening techniques |
NO |
You misunderstood the concept |
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· The student organised the learning program according to the RTO’s requirements |
Yes |
Excellent |
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· The student conducted the session according to the RTO’s policies and procedures on quality assurance |
No |
Could have been much better |
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